Peter Paul Biro
~Fine Art Restoration

    & Forensic studies in Art

Forensics

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Works of art often bear the fingerprints of the artist who created them. Such crucial evidence usually goes unnoticed even by connoisseurs, art experts and conservators. If present, such evidence could be valuable in clarifying questions about authorship and dating. 

 

Introduction

The intentional or accidental use of the hands and fingers in creating a work of art provides the perfect opportunity for using fingerprint identification in identifying an artist. The term 'identification' must be qualified here as it differs from the forensic, law  or police communities' in that for an identification the fingerprinting of the actual suspect by a trained specialist is required. In our case, this is of course not possible as the 'suspect' lived and died perhaps hundreds of years ago. The usefulness of matching fingerprints still offers great rewards and in some cases 'identification' may indeed be possible under special circumstances. 

The use of the term forensic is usually connected with crime, legal procedure or academic rhetoric. My objective, however, is not to see who committed a crime but rather who committed the work of art in question and to put forward evidence sound enough to stand up to professional scrutiny. The value of such evidence is extremely high as the probability for the existence of two identical finger impressions from different individuals is nil and no such occurrence has ever been noticed in any part of the world at any time. The science of fingerprint identification is based on that accepted fact.

Turner's fingerpints

These two fingerprints established the authenticity of a newly discovered canvas by J. M. W. Turner. Before such evidence, most experts rejected the proposed attribution. The painting, originally bought for a few hundred dollars finally sold for close to $200,000.

The kind assistance of Sergeant Jacques Laliberté (retired) RCMP and John Manners, Yorkshire Police, Criminal Identification Division is gratefully acknowledged.
 

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Methodology

My approach rests on strict considerations and rigorous methodology: 

  • Only prints that are clearly from the original creative process are admitted for consideration. These can be impressions left in the paint layer while it was still wet or prints left as a result of the use of a fingertip to model paint or a palm print resulting from applying varnish by hand. 
  • The reference samples should ideally come from unquestioned works of art with good provenance. 
  • The conservation histories of the reference works have to be considered to rule out restorers' contributions. Spurious contributors must be eliminated such as assistants who may have touched the painting while still wet. 
  • Evidence for consideration is collected according to accepted police standards for photography and documentation. 
  • Examination and comparison work is based on accepted fingerprint examination practice.
  • When computer aided image processing is required all necessary control is maintained to ensure that no artifacts or distortions are introduced.
  • A match is never made unless corroborated by at least one fully trained and experienced fingerprint examiner.

The unique character of ridges on our hands has been recognized for thousands of years. The study of ancient pottery for example reveals the utilization of fingerprint impressions in the clay as a maker's mark. In prehistoric times, we find examples of hand prints in cave painting. Only as recently as 1858 did Sir William Herschel establish its use for identification. In 1888, Sir Francis Galton undertook to refine and formulate Herschel's observations. Identification by fingerprint was first adopted in England in 1905 and received general acceptance worldwide in 1908. 

Technically, fingerprints are representations of the papillary ridges of the distal phalanges of the fingers. The term fingerprint is sometimes used ambiguously. Such patterns appear on our palms, feet and toes. It is often difficult to determine exactly what part of the hand a partial print came from, the fingers, the palm or even from which hand. To avoid confusion such assumptions may be avoided by the use of the word 'print'. 

The combination of a number of characteristics in a given finger impression is specific to a particular print. The placing of implicit reliance on fingerprint evidence by our courts of law has always been on the assumption (now accepted as a fact) that no two fingers can have identical ridge characteristics. Galton's mathematical conclusions predicted the possible existence of some 64 billion different fingerprint patterns. The functionality of this technique is that the probability for the existence of two identical finger impressions from different individuals is nil and no such possibility has ever been noticed in any part of the world at any time. 

The individuality of a fingerprint is not determined by its general shape or pattern but by the careful study of its ridge characteristics. Since at a scene of crime, or for that matter on a work of art, usually only partial prints are found, comparison of a relatively small number of characteristics is accepted in legal practice. If two prints are to be compared, they will have to reveal characteristics, which are not only identical but are also similarly located in relation to one another in the two prints. In a judicial proceeding, a point-by-point comparison must be demonstrated by the fingerprint expert. This is exactly the principle that must be followed in art related fingerprint issues.
 

In various countries around the World, different standards were preferred and they ranged from a minimum of 6 to 16 points. Currently, the fingerprint community maintains that there is no scientific basis for requiring a minimum number of points for an identification. 

The eventual authentication of a painting by J. M. W. Turner entitled Landscape with Rainbow in 1993 is a good illustration of the process. The painting was discovered in the early 1980's. Fingerprint evidence was discovered on the painting during restoration, appropriately documented and re-examined by a veteran expert from the RCMP. A match was found between the fingerprint on Landscape with Rainbow and one photographed on another painting by the same artist that hangs in the Tate Gallery, London. The evidence was duly disregarded by the puzzled scholars and art experts. But, the fingerprint on Landscape with Rainbow and a fingerprint from Turner's Chichester Canal clearly matched. In both instances the fingertip was used to model still wet paint. Turner's Chichester Canal picture has an unquestionable provenance all the way back to the artist. In addition, it is well known that Turner always worked alone and had no assistants. This reduces the chances of accidental contribution substantially. 

Ultimately, the tide did turn with the growing support of noted Turner scholar David Hill, Bretton Hall College, University of Leeds, and the independent examination of the fingerprint evidence by John Manners, West Yorkshire Police, who confirmed the two earlier conclusions. This episode illustrates how such evidence, otherwise accepted by the world's courts is ignored by the baffled art community. The case was, to all available evidence, the first successful application of fingerprint examination in authenticating a work of art. The event was prominently reviewed by the international media. Some of the various experts  who formerly rejected the attribution of the painting to Turner recanted under heavy media coverage. The painting was finally sold at auction at Phillips in London in 1995.
 
 

Consideration of Fingerprint evidence on Works of Art

 

There seems to be no published record of another success with the exclusion of the Turner painting, which is surprising as criminals are sent to jail or even executed based on such evidence. Notwithstanding, paintings and other works of art frequently preserve the marks of the hands and fingers that created them. We seem to take our hands for granted and forget that every time we touch something we leave behind a unique mark. So too do artists working with paints, inks and dyes among the myriad substances used in their creations. These substances may require from hours to days, some even weeks to dry. During this time they are often handled and sometimes carelessly. If an impression is left the dry surface will preserve the print even for hundreds of years. 

Artists in the area of the visual arts use their hands for creation. Their tools, such as brushes often isolate them from the surface they are working on. Inaccurate deposits of paint are often corrected by modeling with the fingertip. Some artists used the fingertip to soften the marks left by the brush by gently tapping or stroking the still wet surface. In some instances, the fingertip was used for literally 'stamping' the fine network of ridges onto the painting. This was done after some suitable color was picked up from the palette. Artists often varnished their own paintings and were not likely to leave such an important process to assistants, creating another opportunity to leave identifiable marks behind. In the 16th century, for example, various oils have been used for varnish. The oil was spread over the painting by hand and meticulously rubbed into the surface. The contacting surface of the hand was usually the ulnar and hypothener zones preserving a good portion of the palm. A rare example of entire preserved hand prints is found in the Vatican Stanze on Raphael's School of Athens fresco. It appears, that while working on the fresh surface, the artist and/or assistants negotiating the planks on the scaffolding braced themselves against the wall for balance. This intentional or accidental use of the hands gives the perfect opportunity for using fingerprints in identifying an artist. 

If usable prints are found on the work of art under investigation an acceptable speculation for an attribution is attempted. To test the attribution reference material is needed. Visits to museums and collections may be required and the paintings have to be examined up close with a magnifying glass and proper illumination. Eventually, if usable prints are found, they are photographed employing accepted practice. Comparisons can then be made. If a match is found, the attribution can be confirmed under some caveats. Strict logic is essential in estimating the value of a match. The possibility of a hand other than the artist has to be considered and investigated. 

Historical evidence may be essential in this regard and other reference prints may be needed for confirmation. Correct reasoning should consider probabilities such as the likelihood of an assistant being present and contributing at different dates and possibly different locations. An example would be a fingerprint from a Raphael panel painted in Florence and another from his Roman period. In Florence he worked alone, in Rome he employed a small army. If a match were found in both references, it would strongly suggest that the contributor of the evidence was Raphael. When other such matches are found, the probability increases.

Another interesting prospect may occur when two sets of prints are compared from two attributions to the same unidentified artist. If the possibility of two contributors having the same print is nil, then the two paintings can mutually and reciprocally confirm the authorship of the other - whoever the artist may be. When such forensic techniques are accepted and adopted by the art community, many new attributions may be formed, old ones changed and doubtful ones may be resolved. 

Fingerprint evidence can establish dating when no other scientific technique may help. An example is a match established between a fingerprint on a painting that has been argued to be from the 19th century. A match has been made to a print from a 16th century painting, an altarpiece,  whose authorship and dating has never been questioned, it has indeed hung in the same city for the past 400 or so years. The match does not rigorously identify the painter, however, in the least it does date the questioned painting to the lifetime of the 16th century contributor.

It must be stressed again, a match in the above cases does not 'prove' authorship in the rigorous sense of the meaning of the word proof. It does, however, offer valuable circumstantial evidence that can complement a scholar's or experts assessment of a work of art.
 
 

Special Considerations: The Quality of the Data

Both evidence and reference samples are often partial. On an artwork, damage may have been sustained by abrasion or by previous cleanings. The print may be found in conjunction with disruptive or disturbing background upon which it appears. The photographic process, which is often the first step, should be planned to make the most of the sample. If for example, the print is a plastic impression, it would show in relief and raking-light illumination will often enhance such details. Sometimes, the print is in one color over another and this may be used to advantage by employing filters to enhance the contrast. 

Still, the resulting photos may not be very helpful despite all best efforts. Unfortunately, often traditional methods are not sufficient to resolve the problem. Digital image processing of data is now used in many areas of science and technology and this includes fingerprint science. A dedicated and advanced image processing platform can perform hundreds of mathematical techniques on a digital image to help better visualize the evidence. Moreover, an experienced technician can design the appropriate methodology to bring out the most of the relevant data from an image. 

Raphael's palm print

 The image on the left is a detail from Raphael's Mond Altarpiece in the National Gallery, London. The brushstrokes mask the palmprint on the painting making interpretation of ridges extremely difficult. On the right, the brushstrokes are digitally removed making visualization a snap. The bean shaped area in center left is later restoration.

Permission from the Curator of Italian Renaissance Paintings ( National Gallery, London) to examine and photograph this painting is gratefully acknowledged.
 

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A Current Project Involving Fingerprints

In 1998, three envelopes containing old correspondence had been purchased in an antique shop. One of the envelopes postmarked April 2, 1915 was found to contain a drawing folded in half. The drawing depicts a woman's head. It is executed in red chalk with an inscription written in reverse with brown ink. The design is faded and worn. Some spots suggest foxing and subsequent discoloration. The paper is yellowed and contaminated. 

The newly discovered design bears great similarity to that of the Head of St Anne (1) by Leonardo da Vinci, (RL 12533) in the Windsor Collection since 1629. The medium is different, red chalk being used instead of black. The scale of the two images is different so offsetting (copying by contact transference) is not a satisfactory explanation for the new drawing. Differences also exist in the design itself, principally in the folds of the veil, in the presence of an additional strand of braid and in the angle of the head. The figure is softer, which may be due to fading, wear and contamination. In addition, the use of a damp brush is indicated in microscopic examination and is likely responsible in part for the softness of the image. When the paper was first examined, several fingerprints have been noticed on the verso. One of them was found clear and containing many ridges suitable for comparison, however, no analysis was done at the time due to the lack of reference material. Many of Leonardo's works are not easily accessible and fingerprint data either does not exist or is not published. 

By chance, on March 30, 1999, several clear and useable fingerprints were found on an unusually good detail photo in a publication (2) on Leonardo. The photograph of Leonardo's St Jerome, in the Vatican Museum, revealed no less than 16 partial fingertip marks. The importance of this is that the fingerprints are left in the still wet paint and without doubt the use of the fingertip served to model paint. Since the authorship of the painting of St Jerome is unquestioned by scholarship and has always been ascribed to Leonardo, the conclusion that these fingerprints are his would be hard to argue against. 

The fingerprints on the St Jerome illustration were scanned and enlarged so comparisons could be made with the fingerprint on the newly discovered drawing. One of them proved to match. The result of our analyses was presented on March 31, 1999 to fingerprint examiner Staff Sergeant André Turcotte for an independent assessment. He agreed with the findings and confirmed the conclusion. The fingerprint on the St Jerome painting in the Vatican and the newly discovered drawing were created by the same finger. 

The matching fingerprint is powerful circumstantial evidence. It dates the drawing to Leonardo's lifetime and it proves that Leonardo had to have physically handled the paper. Combined with the artistic quality of the drawing Leonardo's involvement past the mere handling of the paper is indicated.

Partial fingerprint 'A' is compared with partial fingerprint 'B'. Both fingerprints appear as being made by the same finger. 'A' is a fingerprint from the verso of the newly discovered version of St Anne. 'B' is a fingerprint from Leonardo's St Jerome in the Vatican Museum. The principal characteristics are: 
1 island, 2 larger island, 3 island, 4 island, 5 ridge ending, 6 ridge
ending, 7, island, 8 lake, 9 very large island. 

The kind assistance of  Staff Sergeant André Turcotte (retired) RCMP is gratefully acknowledged.

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Last revision: April 16, 2008