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Works of
art often bear the fingerprints of the artist who
created them. Such crucial evidence usually goes
unnoticed even by connoisseurs, art experts and conservators. If
present, such evidence could be valuable in clarifying questions about
authorship and dating.
Introduction
The intentional or
accidental use of the hands and fingers in creating a
work of art provides the perfect opportunity for using
fingerprint identification in identifying an artist. The term
'identification' must be qualified here as it differs from the
forensic, law or police communities' in that for an
identification the fingerprinting of the actual suspect by a trained
specialist is required. In our
case, this is of course not possible as the 'suspect' lived and died
perhaps hundreds of years ago. The usefulness of matching fingerprints
still offers great rewards and in some cases 'identification' may
indeed be possible under special circumstances.
The
use of the term forensic is usually connected with
crime, legal procedure or academic rhetoric. My
objective, however, is not to see who committed a crime
but rather who committed the work of art in question and
to put forward evidence sound enough to stand up to professional scrutiny. The value of such evidence is
extremely high as the probability for the existence of
two identical finger impressions from different
individuals is nil and no such occurrence has ever been
noticed in any part of the world at any time. The science of
fingerprint identification is based on that accepted fact.
These two
fingerprints established the authenticity of a newly
discovered canvas by J. M. W. Turner. Before such
evidence, most experts rejected the proposed attribution.
The painting, originally bought for a few hundred dollars
finally sold for close to $200,000.
The kind assistance
of Sergeant Jacques Laliberté (retired) RCMP and John
Manners, Yorkshire Police, Criminal Identification
Division is gratefully acknowledged.
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Methodology
My approach rests on strict considerations and rigorous methodology:
- Only prints that are clearly from the original
creative process are admitted for consideration.
These can be impressions left in the paint layer
while it was still wet or prints left as a
result of the use of a fingertip to model paint
or a palm print resulting from applying varnish
by hand.
- The reference samples should ideally come from
unquestioned works of art with good provenance.
- The conservation histories of the reference works
have to be considered to rule out restorers'
contributions. Spurious contributors must be
eliminated such as assistants who may have
touched the painting while still wet.
- Evidence for consideration is collected according
to accepted police standards for photography and
documentation.
- Examination and comparison work is based on accepted fingerprint
examination practice.
- When computer aided image processing is required all necessary control
is maintained to ensure that no artifacts or distortions are
introduced.
- A match is never made unless corroborated by at least one fully
trained and experienced fingerprint examiner.
The unique character of ridges on our hands has been
recognized for thousands of years. The study of ancient
pottery for example reveals the utilization of
fingerprint impressions in the clay as a maker's mark. In
prehistoric times, we find examples of hand prints in
cave painting. Only as recently as 1858 did Sir William
Herschel establish its use for identification. In 1888,
Sir Francis Galton undertook to refine and formulate
Herschel's observations. Identification by fingerprint
was first adopted in England in 1905 and received general
acceptance worldwide in 1908.
Technically, fingerprints are representations of the
papillary ridges of the distal phalanges of the fingers.
The term fingerprint is sometimes used ambiguously. Such
patterns appear on our palms, feet and toes. It is often
difficult to determine exactly what part of the hand a
partial print came from, the fingers, the palm or even
from which hand. To avoid confusion such assumptions may
be avoided by the use of the word 'print'.
The combination of a number of characteristics in a
given finger impression is specific to a particular print.
The placing of implicit reliance on fingerprint evidence
by our courts of law has always been on the assumption (now accepted as
a fact) that no two fingers can have identical ridge
characteristics. Galton's mathematical conclusions
predicted the possible existence of some 64 billion
different fingerprint patterns. The functionality of this
technique is that the probability for the existence of
two identical finger impressions from different
individuals is nil and no such possibility has ever been
noticed in any part of the world at any time.
The individuality of a fingerprint is not determined
by its general shape or pattern but by the careful study of its ridge
characteristics. Since at a scene of crime, or for that matter on a work
of art, usually only partial prints are found, comparison of a
relatively small number of characteristics is accepted in legal
practice. If two prints are to be compared, they will have to reveal
characteristics, which are not only identical but are also similarly
located in relation to one another in the two prints. In a judicial
proceeding, a point-by-point comparison must be demonstrated by the
fingerprint expert. This is exactly the principle that must be followed
in art related fingerprint issues.
In various countries around the World, different
standards were preferred and they ranged from a
minimum of 6 to 16 points. Currently, the fingerprint community maintains
that there is no scientific basis for requiring a minimum number of
points for an identification.
The eventual
authentication of a painting by J. M. W. Turner entitled Landscape
with Rainbow in 1993 is a good illustration of the process. The painting was discovered in
the early 1980's. Fingerprint evidence was discovered on the painting
during restoration, appropriately documented and re-examined by a
veteran expert from the RCMP. A match was found between the
fingerprint on Landscape
with Rainbow and one photographed on another painting by the same
artist that hangs in the Tate Gallery, London. The evidence was duly disregarded
by the puzzled scholars and art experts. But, the fingerprint on Landscape
with Rainbow and a fingerprint from Turner's Chichester
Canal clearly matched. In both instances the
fingertip was used to model still wet paint. Turner's Chichester
Canal picture has an unquestionable provenance all the way back to
the artist. In addition, it is well known that Turner always worked
alone and had no assistants. This reduces the chances of accidental
contribution substantially.
Ultimately, the tide did turn with
the growing support of noted Turner scholar David Hill, Bretton Hall
College, University of
Leeds, and the independent examination of the fingerprint
evidence by
John Manners, West Yorkshire Police, who confirmed the two earlier conclusions. This episode illustrates how such evidence,
otherwise accepted by the world's courts is ignored by
the baffled art community. The case was, to all available
evidence, the first successful application of fingerprint
examination in authenticating a work of art. The event
was prominently reviewed by the international
media. Some of the various experts who formerly rejected the
attribution of the painting to Turner recanted under heavy media
coverage. The painting was finally sold at auction at Phillips in
London in 1995.
Consideration of
Fingerprint evidence on Works of Art
There seems to be no published record of another
success with the exclusion of the Turner painting, which
is surprising as criminals are sent to jail or even executed
based on such evidence. Notwithstanding, paintings and
other works of art frequently preserve the marks of the
hands and fingers that created them. We seem to take our
hands for granted and forget that every time we touch
something we leave behind a unique mark. So too do artists
working with paints, inks and dyes among the myriad
substances used in their creations. These substances may
require from hours to days, some even weeks to dry.
During this time they are often handled and sometimes
carelessly. If an impression is left the dry surface
will preserve the print even for hundreds of years.
Artists in the area of the visual arts use their hands
for creation. Their tools, such as brushes often isolate
them from the surface they are working on. Inaccurate
deposits of paint are often corrected by modeling with
the fingertip. Some artists used the fingertip to soften
the marks left by the brush by gently tapping or stroking
the still wet surface. In some instances, the fingertip
was used for literally 'stamping' the fine network of
ridges onto the painting. This was done after some
suitable color was picked up from the palette. Artists
often varnished their own paintings and were not likely
to leave such an important process to assistants,
creating another opportunity to leave identifiable marks
behind. In the 16th century, for example,
various oils have been used for varnish. The oil was
spread over the painting by hand and meticulously rubbed
into the surface. The contacting surface of the hand was
usually the ulnar and hypothener zones preserving a good
portion of the palm. A rare example of entire preserved
hand prints is found in the Vatican Stanze on Raphael's School
of Athens fresco. It appears, that while working on
the fresh surface, the artist and/or assistants
negotiating the planks on the scaffolding braced
themselves against the wall for balance. This intentional
or accidental use of the hands gives the perfect
opportunity for using fingerprints in identifying an
artist.
If usable prints are found on the work of art under
investigation an acceptable speculation for an
attribution is attempted. To test the attribution
reference material is needed. Visits to museums and
collections may be required and the paintings have to
be examined up close with a magnifying glass and proper
illumination. Eventually, if usable prints are found,
they are photographed employing accepted practice.
Comparisons can then be made. If a match is found, the
attribution can be confirmed under some caveats. Strict
logic is essential in estimating the value of a match.
The possibility of a hand other than the artist has to be
considered and investigated.
Historical evidence may be essential in this regard
and other reference prints may be needed for confirmation.
Correct reasoning should consider probabilities such as
the likelihood of an assistant being present and
contributing at different dates and possibly different
locations. An example would be a fingerprint from a
Raphael panel painted in Florence and another from his
Roman period. In Florence he worked alone, in Rome he
employed a small army. If a match were found in both
references, it would strongly suggest that the contributor of the
evidence was Raphael. When other such matches are found, the
probability increases.
Another interesting prospect may occur
when two sets of prints are compared from two
attributions to the same unidentified artist. If the
possibility of two contributors having the same print is
nil, then the two paintings can mutually and reciprocally
confirm the authorship of the other - whoever the artist
may be. When such forensic techniques are accepted and
adopted by the art community, many new attributions may be
formed, old ones changed and doubtful ones may be
resolved.
Fingerprint evidence can establish dating when no
other scientific technique may help. An example is a match established
between a fingerprint on a painting that has been argued to be from the
19th century. A match has been made to a print from a 16th century
painting, an altarpiece, whose authorship and dating has never
been questioned, it has indeed hung in the same city for the past 400 or
so years. The match does not rigorously identify the painter, however,
in the least it does date the questioned painting to the lifetime of the
16th century contributor.
It must be stressed again, a match in the above cases
does not 'prove' authorship in the rigorous sense of the meaning of the
word proof. It does, however, offer valuable circumstantial evidence
that can complement a scholar's or experts assessment of a work of art.
Special
Considerations: The Quality of the Data
Both evidence and reference samples are
often partial. On an artwork, damage may have been sustained by abrasion
or by previous cleanings. The print may be found in
conjunction with disruptive or disturbing background upon which it
appears. The photographic process, which is often the first
step, should be planned to make the most of the sample.
If for example, the print is a plastic impression, it would show
in relief and raking-light illumination will often enhance
such details. Sometimes, the print is in one color over
another and this may be used to advantage by employing
filters to enhance the contrast.
Still, the resulting photos may not be
very helpful despite all best efforts. Unfortunately, often traditional methods are not sufficient to
resolve the problem. Digital image processing of data is now used in many areas of science and
technology and this includes fingerprint science. A dedicated
and advanced image processing platform can perform
hundreds of mathematical techniques on a digital image to help
better visualize the evidence.
Moreover, an experienced technician can design the appropriate methodology to bring out the most of the relevant data
from an image.
The image on the left is a detail from
Raphael's Mond Altarpiece in the
National Gallery, London. The brushstrokes mask the palmprint on the painting making interpretation
of ridges extremely
difficult. On the right, the brushstrokes are digitally
removed making visualization a snap. The bean shaped
area in center left is later restoration.
Permission from the
Curator of Italian Renaissance Paintings ( National
Gallery, London) to examine
and photograph this painting is gratefully acknowledged.
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A Current Project
Involving Fingerprints
In 1998, three envelopes containing old
correspondence had been purchased in an antique shop. One
of the envelopes postmarked April 2, 1915 was found to
contain a drawing folded in half. The drawing depicts a
woman's head. It is executed in red chalk with an
inscription written in reverse with brown ink. The design
is faded and worn. Some spots suggest foxing and
subsequent discoloration. The paper is yellowed and
contaminated.
The newly discovered design bears great similarity to
that of the Head of St Anne (1) by Leonardo da Vinci, (RL 12533) in the
Windsor Collection since 1629. The medium is different,
red chalk being used instead of black. The scale of the
two images is different so offsetting (copying by contact
transference) is not a satisfactory explanation for the
new drawing. Differences also exist in the design itself,
principally in the folds of the veil, in the presence of
an additional strand of braid and in the angle of the
head. The figure is softer, which may be due to fading,
wear and contamination. In addition, the use of a damp
brush is indicated in microscopic examination and is
likely responsible in part for the softness of the image.
When the paper was first examined, several fingerprints
have been noticed on the verso. One of them was found
clear and containing many ridges suitable for comparison,
however, no analysis was done at the time due to the lack
of reference material. Many of Leonardo's works are not
easily accessible and fingerprint data either does not
exist or is not published.
By chance, on March 30, 1999, several clear and useable fingerprints were
found on an unusually good detail photo in a publication
(2) on Leonardo. The photograph of
Leonardo's St Jerome, in the Vatican Museum,
revealed no less than 16 partial fingertip marks. The
importance of this is that the fingerprints are left in
the still wet paint and without doubt the use of the
fingertip served to model paint. Since the authorship of
the painting of St Jerome is unquestioned by
scholarship and has always been ascribed to Leonardo, the
conclusion that these fingerprints are his would be hard
to argue against.
The fingerprints on the St Jerome illustration
were scanned and enlarged so comparisons could be made
with the fingerprint on the newly discovered drawing. One
of them proved to match. The result of our analyses was
presented on March 31, 1999 to fingerprint examiner Staff
Sergeant André Turcotte for an independent assessment.
He agreed with the findings and confirmed the conclusion.
The fingerprint on the St Jerome painting in the Vatican and the
newly discovered drawing were created by the same finger.
The matching fingerprint is powerful
circumstantial evidence. It dates the drawing to Leonardo's
lifetime and it proves that Leonardo had to have
physically handled the paper. Combined with the artistic quality
of the drawing Leonardo's involvement past the mere
handling of the paper is indicated.
Partial fingerprint 'A' is compared with partial fingerprint
'B'. Both
fingerprints appear as being made by the same finger. 'A' is a fingerprint from
the verso of the newly discovered version of St
Anne. 'B' is a fingerprint from Leonardo's St Jerome in the Vatican Museum.
The principal characteristics are:
1 island, 2 larger island, 3 island, 4
island, 5 ridge ending, 6 ridge
ending, 7, island, 8 lake, 9 very large
island.
The kind assistance
of Staff Sergeant André Turcotte (retired) RCMP is
gratefully acknowledged.
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E-mail: artsleuth@sympatico.ca
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